Conflict Resolution
in aN ASYMMETRIC Multi Lateral World
From Conflict Resolution to Conflict Transformation:
The Role of Dialogue Projects
Dr. Norbert Ropers
Director of the Berghof Foundation for Peace Support
and Director of the Berghof Foundation for Conflict Studies in Colombo (Sri
Lanka)
[emphasis in bold is that of
tamilnation.org]
[© Bergof Research Centre for Constructive Conflict
Management
A first version of this article is published in Wimmer et al. 2003]
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"..the dialoguing skills of official 'Track 1' diplomacy have all too often been driven into the
background by the constraints of power politics and realpolitik.
Representatives of non-official 'Track 2' diplomacy, by contrast,
have instead chosen to place communication, direct encounters and mutual
understanding centre-stage... But ... Even if comprehension and understanding are achieved
between influential persons within the framework of a workshop or
series of workshops, does the success of the whole enterprise not
rather depend on how the follow-up is managed?.. And lastly: do adherents of the dialogue method not run the danger
of fundamentally overestimating the importance of communication in
dealing with conflicts? The ultimate concerns of most disputes,
after all, are .. tangible conflicts of
interest, structural factors and the struggle for power and
influence. It would seem, then, that dialogues must be put in the
context of the overall dynamics of conflict and conflict
transformation..." |
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1. Introduction |
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2. Approaches to the Systematization of Dialogues |
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3. Dialogue Projects in Practice |
Dialogue
projects as grassroots peace building
and
interpersonal reconciliation efforts Dialogue
projects combined with individual capacity-building Dialogue
projects combined with institution building, networking,
and
practical projects Dialogue
projects as pre-negotiation
4 Dialogue Projects in the Context of Theories of
Conflict Management |
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5. Lessons Learned |
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6. References |
1. Introduction Dialogues can be viewed as one means – if not the classical one – of
dealing constructively with conflicts. As one popular formula puts
it: "As long as you‘re talking, you can‘t be shooting". "What better
method is there of resolving a contentious issue", so runs another
down-to-earth, commonsense observation, "than through an honest
exchange of views?" "And", says discourse ethics, "what other way is
there of finding lasting solutions to the numerous
political-cum-moral conflicts in an interdependent and pluralistic
world, than through "practical discourse between the affected
parties" (Apel 1990). In the sphere of classical diplomacy, skills in negotiation and
dialogue have long formed part of the basic repertoire of any
prudent management of international relations, although at least in
the public perception, the dialoguing skills of official 'Track1'
diplomacy have all too often been driven into the background by the
constraints of power politics and realpolitik. Representatives of
non-official 'Track 2' diplomacy, by contrast, have instead chosen
to place communication, direct encounters and mutual understanding
centre-stage. Interest in non-official dialogue initiatives of this
kind has been further fostered by the continuing rise in the number
of acute or potentially violent disputes, particularly of the
ethno-political and protracted variety, increasingly taking place
within society. There are now a huge number of dialogue projects underway – from the
grassroots right up to leadership level – all designed to settle,
resolve or influence conflicts. But the trend is not without its
critics. What good does it really do if it is only, as a rule, the
moderate representatives of parties to a conflict that gather around
a table? Even if comprehension and understanding are achieved
between influential persons within the framework of a workshop or
series of workshops, does the success of the whole enterprise not
rather depend on how the follow-up is managed? And lastly: do adherents of the dialogue method not run the danger
of fundamentally overestimating the importance of communication in
dealing with conflicts? The ultimate concerns of most disputes,
after all, are not stereotypical perceptions, differences of opinion
and varying cultural standards, but rather tangible conflicts of
interest, structural factors and the struggle for power and
influence. It would seem, then, that dialogues must be put in the
context of the overall dynamics of conflict and conflict
transformation. Most scholars and practitioners will agree that protracted conflicts
can only be effectively transformed through efforts which also
address the structural causes and power political aspects of the
conflict, in addition to the psychosocial dimensions, grievances and
relationship issues. Clearly, due to their emphasis on communication
and personal interaction, dialogues are primarily used as an
instrument within the psychosocial conflict transformation paradigm.
It is therefore within that more narrowly defined conceptual context
that I will evaluate their usefulness. In the following, I propose to examine some of the core features of
dialogue projects,looking at their variations and implications in
greater detail. First I will give an overview of several different
‚ideal types‘ of dialogues, as well as identifying the basic
elements of most dialogue processes. Second, I will distinguish
between four concepts of dialogue work, a taxonomy which serves
primarily to illustrate the practical nature of such projects.
Third, dialogue projects will be set in the context of various
approaches to handling conflict, in order to better establish
criteria for measuring success. Fourth, I will present a number of
lessons learned in the course of recent evaluation studies. The
questions raised above will be discussed at the end, on the basis of
the underlying empirical experience on which this chapter is based.
2. Approaches to the Systematization of Dialogues The recent literature gives particular attention to two ways of
classifying dialogues: First, the identification of ideal types of
dialogue and, second, the differentiation of phases according to the
typical steps of interaction and communication which constitute a
constructive process of dialogue. Jay Rothman (1998) has proposed
classifying approaches to dialogue in inter-group conflicts into
three or four ideal types:
· Whether the commonest form of interchange actually merits the name
dialogue is doubtful: in a positional dialogue the parties
articulate their respective views – which may range from differing
to diametrically opposed – as positions and attitudes that merely
require acknowledgement. As in a parliamentary debate, communication
serves primarily to score points, as one argument is set against the
other. · In the case of human-relations dialogue the differences of opinion
on the substantive issues are relegated to a secondary place and
work is instead done at the relational level, focusing on the causes
of misunderstandings and the stereotypes which typically arise
between the parties. These kinds of dialogues are often preceded by
preparatory training sessions on basic mechanisms of perception and
interaction in groups. The objectives are mutual acknowledgement of
the person and increased respect by each party for the other. What
impact this might have in terms of the substance of the conflict is
an open question. · Activist dialogue goes one step further. The subjects at issue are
sorted and analysed in order to identify common ground, and/or to
explore how the parties might contain their dispute through joint
action. · The most ambitious approach is the problem-solving dialogue, in
which the disputants organize their communication in such a way that
they are able to systematically work through the substance of their
differences. Where conflicts are highly escalated, this kind of
dialogue will generally require the presence of a third party as a
co-actor – or indeed as an initiator. These approaches are more than just a useful way of classifying
dialogues according to their prevailing forms of interaction. Taken
together, they also emphasize different yet complementary elements
of dealing constructively with conflicts through dialogue. In a
modified form, one can also conceptualise the different types of
dialogues as steps in a process of enhancing the quality of
communication and interaction between the dialogue partners (see
Figure 1). Adherents of the Alternative Dispute Resolution (ADR)
Movement have put forward a template of four phases for responding
to conflicts through communication: · The first phase is concerned with formulating the differing points
of view of the various parties as clearly as possible, securing
mutual acknowledgement of these, as well as identifying the
substance of the conflict. · The focus in the second phase is on reflection on the underlying
needs and fears of the participating actors, their values, their
experiences of conflict and their hopes. Ideally, it should also be
possible, in this phase, to develop approaches for securing personal
acknowledgement of and insight into the conflicting biographies of
the other side. · The third phase is devoted to the identification of shared
interests and similar needs and fears. It can also be aimed at the
initiation of practical cooperation on less controversial issues. · In most cases the fourth phase requires a lengthy period of
preparation, and also personal confidence-building. It involves
discussing approaches and ideas for addressing the substantive
issues in dispute, reflecting on how these approaches and ideas
might be implemented and then initiating practical measures for
their resolution.
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Figure 1: Levels of Cooperation in Dialogue
Processes |
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Pre-Negotiations |
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Joint Action |
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Explorative Problem Solving |
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Analysing Issues |
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Mutual Understanding |
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Contact |
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Source: McCartney |
In the case of protracted conflicts, dialogues between disputing
groups will often be structured as a series of dialogue events,
sometimes extending over a period of many months or even years.
Several models help to conceptualise constructive developments for
such a series of events. One of these focuses especially on the
character of the relationship between the parties and the success of
the joint efforts as the key characteristics, thus interpreting
progress as a process of relationship building, problem solving and
collaborative action (McCartney 1986):
· Contact and confidence building;
· Empathy for the other side;
· Joint analysis of conflict issues;
· Explorative problem solving;
· Joint activities in the possibility that the dialogue might feed
into official negotiations or pre-negotiations.
Most dialogues take the form of organized group encounters of a size
that allows face-to-face communication. They are usually conducted
with persons below top leadership-level. They are therefore not so
much official negotiations as a form of political preliminaries. As
a rule, responsibility for the initiation, organization, and
direction of the meetings is assumed by a third party. This third
party need not come from outside the country; it can also consist of
moderate individuals from inside the conflict region. In the case of highly escalated disputes, or in divided societies,
organizing a peaceful coming-together will be difficult, with
intervenors often finding themselves unable to successfully get
through even the first phase. In the case of protracted conflicts,
several meetings will likely be necessary, and intervenors must
always allow for the possibility of slipping back to an earlier
phase. The need for time, as well as the general fragility of the
process, demand from the organizers of dialogue projects a great
deal of persistence, as well as a compelling long-term vision and
the necessary resources. The basic idea behind dialogue-based meetings is not new. It was
given its initiation in post-1945 Europe, in the context of the
paradigm of international intercultural understanding. Then, the
prime target group was young people. What drove the endeavour was
the conviction that increased contact and interaction between
individuals from different backgrounds could help eliminate
prejudices and enemy images and create trans-frontier loyalties.
Since then, this fairly naïve ‚contact hypothesis‘ has been
supplanted by more sophisticated concepts of ‚intercultural
learning‘ (Otten/Treuheit 1994). Dialogue-based meetings intended expressly to deal with
ethno-political conflicts are a more recent phenomenon, but they
draw on similar beliefs. Probably the most influential school of
instruction in these methods is the ‚interactive
conflict-resolution‘ or ‚interactive problem-solving‘ movement
(Mitchell and Banks 1996; Kelman 1992; Ronald Fisher 1997). The
roots of this approach go back to the 1 960s, when various
scholar/practitioners began to invite influential representatives of
conflicting parties to workshops, in order either to then guide them
through the above-mentioned four phases of constructive dialogue in
a quasi-academic exercise, or to facilitate this process. Experience
with the use of this approach has now been gathered in a number of
different crisis regions. Despite this, there has still been little movement to employ this
interactive conflict resolution instrument on a systematic,
broad-scale basis. The focus has, instead, been on selective
combinations of this approach with other methods of influencing
conflicts, as laid out in the following sections.
3. Dialogue Projects in Practice To my knowledge, no representative or comprehensive overview of
practical dialogue projects in conflict regions has so far been
undertaken, even at a superficial level. Debates about the
usefulness of this set of instruments have so far mostly been
confined – depending on the milieu concerned – to specific forms of
dialogue. The result has been an academic discussion concerned
primarily with interactive conflict resolution, in which the
scholar/practitioners set the tone as third parties. The NGO world, on the other hand, shows a strong preference for
combinations of dialogue projects with other practical schemes
designed to address the common concerns of particular groups (e.g.
women, youth), advocacy events (e.g. peace rallies) or training
events. Such documentation as does exist on the conduct and results
of dialogue projects initially related mainly to the more academic
approaches. Subsequently, the interests of the financial sponsors
has led to more extensive documentation of other projects as well. Once again, from the perspective of ideal types, four practical
forms of dialogue projects can be distinguished, with particular
reference to the objectives they pursue over and above the
communicative purposes discussed above. 3.1 Dialogue projects as grassroots peacebuilding and interpersonal
reconciliation efforts
These projects generally relate to the local or neighbourhood level,
bringing together people in similar situations and with similar
interests (young people, women, trade unionists, the religiously
active) or persons who share a similar or interdependent fate
because of a violent past (widows and orphans of war, children of
victims and perpetrators etc.). The central elements are personal
encounters and the elimination of barriers to communication. The
governing idea is human-relations dialogue and the long-term
objective is the replication of encounters of this kind, in order to
better promote peace from below. A particularly interesting example of this approach is that of the
‚To Reflect and Trust‘ (TRT) movement, which brings together
children of victims and perpetrators for sharing and exploring ways
of integrating the violent past (Bar-On 2000). The effectiveness of
projects like this largely depends on the extent to which it proves
possible to move beyond single encounters, building up longer-term
personal relations and creating more permanent shared structures.
3.2 Dialogue projects combined with individual capacity-building
Given the explicit aim of dialogue-initiatives to achieve
understanding, it seems obvious that one should also make use of
such occasions to enhance participants‘ skills in interacting
constructively with one another. Another factor that speaks for this
combination of training and conflict management is the fact that
real encounters provide an ideal setting to try out dialogue skills.
Such a combination of techniques is, however, not without its risks
and disadvantages. For one thing, the target groups for conflictive
encounter and for training are not necessarily the same; and
secondly, participants can simply become confused if, in the course
of a series of encounters, the facilitators fail to fully explain
the purpose of the different exercises.
3.3 Dialogue projects combined with institution building,
networking, and practical projects
Combinations such as these are usually only possible after the
successful conclusion of a fairly long process of
confidence-building and work on the phases of dialogue as described
above. The task in many cases is either to institutionalise the
dialogue in the form of inter-ethnic advisory bodies, reconciliation
commissions, or NGO networks, or to set up or build the capacity of
individual NGOs. In other cases, dialogue projects provide the
starting-point for practical endeavours such as income-generating
schemes for groups of the population particularly hard hit by the
conflict – unemployed young people, for example. It is generally agreed that these are all good ways of enhancing the
effectiveness of dialogues, as well as of fully realizing their
potential to bring about structural change. What is often
overlooked, one has to admit, is that these kinds of follow-up
measures place different demands on the practitioners involved.
Thus, although many initiatives do succeed in containing
macro-conflicts through dialogue, they subsequently founder on the
internal meso- and micro-rivalries that surface during institution
building.
3.4 Dialogue projects as pre-negotiation
The most ambitious dialogue-based undertakings are those that are
designed to exert influence on the management of the conflict at the
political leadership level. This is precisely what interactive
conflict resolution and problem-solving approaches aim to do by
holding confidential workshops at which a third party shows
influential members of the conflicting parties how to develop
insights and ideas, in the hope that this will later facilitate and
give new life to the official negotiations. For this latter reason,
this approach is sometimes also described as a part of the
pre-negotiation phase. In evaluations of the practical results of
these kinds of endeavours, effects were initially only classified as
either internal or external – i.e. affecting either those directly
involved or the broader context of the conflict. Today, however,
discussions on this are significantly more nuanced.
4 Dialogue Projects in the Context of Theories of Conflict
Management How is the success of dialogue projects to be assessed? Chris
Mitchell has proposed that the success of pre-negotiation dialogue
projects can be assessed at three levels (1993, 82ff.):
· impact on the persons involved (changes in attitude, new patterns
of behaviour);
· output, particularly in terms of ideas, proposals, practical
measures, etc., that are then incorporated into the process of political goal formation;
· long-term impact on the overall conflict.
Commenting on the first level is relatively straightforward, given
that there is by now an established research area of social
psychology and group dynamics from which to draw. In practice,
however, most evaluation consists of inviting participants to
comment at the end of the events, which normally gives a
preponderance of undifferentiated communication of positive
opinions. Assessments of the second and third levels have so far
been based entirely on the case studies conducted by the organizers,
as well as on their contacts in the respective conflict regions. For
example, Ronald Fisher evaluated 76 reports relating to workshops
held between 1965 and 1995 and arrived at a reported success rate of
84 per cent (1997, 187ff.). However understandable this sort of
positive self-assessment is, it does tell us regrettably little
about just what sort of dialogue will promote what kind of impact
and long-term effects, and with what sort of people (including what
third party!), at what juncture, and on what scale in order to
achieve success. It seems clear that these questions cannot be answered solely from
within the framework of an explicit theory and practice of dialogue,
of whatever nature. This points to the broader context of
macro-political conflict management (Hoffman 1995). In general, theoretical investigation of inter-group conflict
management is still rather poorly developed. Many concrete questions
that have naturally emerged from practical experience in regard to
appropriate strategies to be used in actual situations of conflict
remain unanswered; there are to date very few useful recommendations
based on detailed theoretical discussions and their empirical
verification. The most high-profile approaches documented in this
context are normative concepts of ‚interest-led dispute resolution‘
(Fisher and Ury 1981), comparative case studies (Zartman 1985) and
an empirical-cum-quantitative investigation of the characteristics
of conflicts that appear to have been settled peacefully (Bercovitch
and Houston 1996). Explicit references to theories of social change
or of conflict remain the exception. This theory gap is especially apparent when it comes to stipulating
the yardsticks by which the success of individual activities or
programmes of intervention are to be measured. Because of the social
complexities, it is extraordinarily difficult to establish a causal
link between micro-measures and macro-effects. It is therefore all
the more necessary that we find a way to explicitly address the gap
and to isolate and examine the unspoken assumptions underlying a
large part of conflict management practice and research (Kleiboer
1996; Ross and Rothman 1999). If we fail to do this, there is a very
real danger that peacemaking will be equated either with the
stabilization of relationships of dominance (Francis 2003) or with
the mere smoothing over of social relations. Recently, however, we have begun to observe somewhat of a
rapprochement between theory and practice. Indicators of this are
evident in various state-of-the-art reviews and in conflict impact
assessment studies (Lund and Rasamoelina 2000) which aim to
formulate criteria for the effective use of conflict management
measures in established fields of activity such as development
cooperation. Cordula Reimann (see her contribution in this volume) has proposed
classifying both theoretical and practical approaches to conflict
management into three ideal/typical categories. Her taxonomy permits
a more precise conceptual classification of dialogue projects and
the yardsticks for measuring their success (see Box 1). The division
that she suggests also makes it clear that successes within one
category cannot simply be assumed to apply to others. The conflict settlement approach aims to secure or adjust the
political order in the face of acute or potentially violent
conflict, as well as to achieve a viable balance between the
interests of the various leadership groups that hold power. Within
this framework, dialogue projects can usefully fulfil the function
of gauging the scope for official negotiations at the level of
advisers and persons of influence. If it then proves possible to
move initiatives for dialogue on to a broader footing, and to elicit
a positive response to them in at least a section of the media, they
can also create an atmosphere conducive to negotiation at this
level. The relatively small number of case studies which examine the
general set-up surrounding official negotiations indicates that the
results of civil society dialogue projects have so far only rarely
been directly translated into official measures. Official
policymakers continue to harbour significant psychological and
procedural reservations about this form of citizen participation.
Appointing persons of trust, on the other hand, – such as elder
statesman Jimmy Carter – to carry out semi-official exploratory
missions seems to present fewer problems. The influence exerted by
dialogue projects must therefore generally be regarded as indirect
and relatively long-term. It involves the socialization of potential
future leaders, the creation of networks of personal relationships,
and the airing of new ideas in safe forums – as demonstrated by
Kelman‘s use of the preparatory measures that preceded the
Israeli-Palestine accord of 1993 (Kelman 1995). This gap between official and unofficial diplomacy is not just an
expression of the differing legitimacy and power-political options
that exist between states and the realm of civil society. Many
protagonists of dialogue-based approaches have observed that it also
reflects a fundamentally different understanding of conflict. In
their view, protracted conflicts are a clear sign of the failure to
satisfy basic needs in regard to security, recognition, and
participation, as well as the desire for social change (Burton 1990;
Burton and Dukes 1990). It is then the task of conflict resolution
to deal not only with the more obvious conflicts over matters of
substance, but also with the troubled relations between the parties,
in order to set the substantive conflicts themselves in a new
context and begin to tackle them as a shared problem. Dialogue projects are indeed an important instrument of the conflict
resolution approach, primarily because its key objectives are the
mutual clarification of perceptions and relations and improvements
in communication. That said, most dialogue projects turn out to be
relatively brief affairs, difficult to sustain over a longer period.
Where this is successfully managed, however, it usually
significantly increases the likelihood that the process will indeed
lead to the creation of a group of people that possess the valuable
experience of dialoguing and have come to value close links with the
other side. None the less the challenges with which these projects
are eventually confronted all stem usually from the question of how
the dialogue about the clarification of relations and the analysis
of the conflict can then be moved beyond joint (exploratory)
problem-solving to encompass practical implementation measures. The third approach to conflict management builds on the notions of
conflict settlement and conflict resolution, but lays additional
stress on the need for structural change. From the point of view of conflict transformation, lasting peacemaking in divided
societies and societies traumatized by war requires a broad range of
measures aimed, on the one hand, at eliminating socio-economic
inequalities and, on the other, at building up political and social
capacities that will enable those involved to cope with (ethnic)
plurality. Within this framework, dialogue projects can perform a
valuable bridge-building function. The main criterion by which they
must be measured, however, is the degree to which they help
strengthen disadvantaged groups and create a changed dispute
settlement culture at the grassroots level. This, in turn, raises
the question as to just how and to what extent bridge-building
activities and joint activities across conflict divides can have an
added empowering impact on those involved. It is clear
from this classification that we are going to have to apply
different measures of the success of dialogue projects, depending on
the goals and context involved. As is generally the case in conflict
management, success is very much a multi-faceted phenomenon. If we
accept the conflict transformation assumption that conflicts are
transformed through simultaneous result -
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Box 1: The Role of Dialogue Projects
in the Context of
Different Approaches to Conflict Management |
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Approach to Conflict
Management |
Notion of Conflict |
Preferred Practical Approach |
Measures of Success |
Role of Dialogue Projects |
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Conflict
Settlement |
Conflict as a Problem of the Status Quo and political order |
Track 1:
Diplomacy and power politics at official leadership level |
Results oriented: political
settlements with stabilising effect |
Organising pre-negotiations |
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Conflict
Resolution |
Conflict as a catalyst of social change |
Track 2:
Direct civil society conflict management, esp at the middle ranking
leadership level |
Process-oriented: improved
communication, interaction, and relations between parties; respect for different
collective identities |
Creating a leadership class with
experience of dialoguing
Workshops on communication, problem
solving, etc |
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Conflict
Transformation |
Conflict as non-violent struggle for social justice |
Track 3:
Strenghening capacities of disadvantaged groups to act/deal with
conflict. and capacity of divided/war traumatized socities to integrate |
Structure oriented: elimination of
socio-economic inequalities between identity groups; good governance; power
sharing; creation of cross cutting civil society structure; building conflict
management capacities at the grass roots level |
Practising communication and
interaction skills
Providing opportunities for
encounter and learning between groups
Empowering Groups |
oriented, process-oriented, and structure-oriented approaches, it
becomes clear that projects of this kind will need to be undertaken
in parallel at several levels. The model most frequently cited for
this in recent years is that of ‚peace constituencies‘ or ‚peace
alliances‘ (Lederach 1997). The question of just what contribution
dialogue projects in particular could or should make to the creation
of peace constituencies has, however, not so far been much
discussed. One possible route to the answer to this question is
provided by the lessons learned and best practice studies that have
examined individual dialogue projects in greater detail.
5. Lessons Learned The following list of nine ‚lessons‘ is derived from a number of
published and unpublished studies (Spencer 1998; Charles Stewart
Mott Foundation 1999; Haumersen/ Rademacher/Ropers 2002; Wolleh
2002), as well as on the author‘s own experiences with
problem-solving workshops on conflicts in the Caucasus. For purposes
of brevity, attention is focused on those aspects that are of
relevance to projects aimed at exerting influence on the political
macro-conflict.
· The ambitious goal of a problem-solving dialogue between
parties to protracted conflicts can only be achieved within the
framework of a long-term process of work and learning. Personal
confidence-building, clarification of positions and perceptions and
reflection on background facts are important prerequisites to any
substantive discussion of the material issues. A key role is played here by the joint handling of crises – e.g.
escalatory processes within the group, as well as threats and other
influences from outside – and by the realization that all the
participants have similar problems of acceptance vis-à-vis their
home constituency. Also important is that all participants have the
positive experience of arrangements that are adhered to – e.g.
agreements about the confidentiality of the talks or regarding the
solution of practical problems. The initiating third party must
therefore consider whether it is able to indeed ensure such a
long-term process (in practice, this can extend over several years).
In a worst-case scenario, one must reckon with the possibility that
if there are only a few meetings, or even only one, many problems
will be stirred up, but the mistrust of the participants will
ultimately be even greater than before. · If the dialogue process is to get off to a good start,
the
choice of the initial protagonists is also crucial. For one thing,
these participants must prove themselves capable of getting some
kind of meaningful exchange off the ground – a fact that speaks
strongly for the involvement of more moderately inclined
spokespersons. For another, this first choice of participants also
acts as a signal that will help to determine whether the enterprise
is taken seriously or merely dismissed as an outsider‘s or traitor‘s
venture. There is therefore much to be said for having a mixture of
moderate and well networked mainstream people involved in the
initial phase. At the same time, thought should also be given to the appropriate
ways in which hardliners could, in the medium term, be brought in to
the process. 'Bringing in' does not automatically imply
participation in meetings; it might initially consist solely of
efforts to engage the hardliners in a conversation about their
concerns and resistance. Those that unequivocally advocate violence
would not, in any case, be suitable for involvement in a dialoguing
enterprise. It is important, however, to accurately appraise their
potential for disruption and resistance.
· Contrary to popular belief, the real challenge of dialogue
projects lies less in the effective mastery of facilitation methods
and communication techniques during actual encounters than in the
organizational input required simply to finance, prepare, and
conduct these sessions. In the context of divided societies and
communities riven by factions, the mere announcement of the
intention to stage such a dialogue project will often be met with
mistrust and rejection, if not downright obstruction by the
responsible authorities or holders of power. Because of this, meetings may well need to be conducted outside the
country concerned, necessitating high logistical and financial
inputs. In order to prepare for these meetings, third party
representatives may need to conduct various exploratory talks on
both sides and, through shuttle diplomacy, achieve a consensus at
least as to the proposed list of participants and programme. These
activities are themselves part of the broader dialogue process,
although they all too often take a back seat in discussions about
the relevance of these approaches. · Any intervention, however well-meaning, has both intentional
and unintentional consequences. Initiators of dialogue projects
therefore bear an ethical responsibility to carefully consider the
consequences of their actions – especially those consequences which,
though unintended or unforeseen, will nevertheless range from the
conceivable to the probable. First among these is the task of
working out and minimizing the security risks imposed on the meeting
invitees. In highly asymmetrical conflicts, for example,
participation in the dialogue will often lead to the weaker party
adopting a more radical stance. Finally, any third party intervening
in an acute conflict will have to consider the problem of
maintaining its 'multi-partiality' especially when confronted with
massive human rights violations by one or the other side. · In general, the interactive conflict resolution movement has
been dominated by a specific type of problem-solving workshop with a
facilitation style which is strongly influenced by the
academic-analytical, and sometimes dogmatic, world of the initiators
(Fisher 1997). Given the wider practical experience that we have now
been able to gather, however, there is much to be said for setting
the intervention methodology in dialogue projects on a much broader
and more flexible basis. It would, in particular, be a good idea for
the wealth of experience gained in adult education, intercultural
learning, group dynamics, counselling, supervision, and mediation in
the narrower sense to be put to use in producing an active form of
dialoguing. This process begins with the question of the appropriate composition
of the team, as well as an examination of the normative messages
that necessarily emanate from the behaviour of the team when the
team itself is faced with conflicts. It continues with uncovering
the different currents within the group dynamic. This is important
because resistance to rapprochement in dialogues often expresses
itself subliminally, as an apparently sudden hardening, or by the
raising of unexpected new topics of discussion. Finally, the process
also touches on the question of how much or how little the dialogue
should be geared towards the identification of concrete
problem-solving strategies. · One method that is now quite frequently employed to encourage
changes of perspective amongst participants in dialogues is the
incitement to reflect on a similar ethno-political conflict and on
the insights that can be drawn from this. The underlying idea is
that it is often easier to understand the point of view of all the
parties involved, as well as to come to a less prejudiced appraisal
of the overall situation, when considering a conflict other than
one‘s own. It is then often possible, as in a mirror, to identify new aspects
of one‘s own conflict situation. Ideally, the analogous case will be
one in which work is at a more advanced stage, so that one can then
ask which settlement aspects might well also be suitable for one‘s
own conflict. In practice, however, the process is usually not as
smooth as this. Participants stress the uniqueness of their
conflict, feeling that any attempt at comparison might rob them of
an essential part of what gives their own case its meaning. None the
less, in retrospect, participants often cite these thought
experiments as amongst the most important for any breakthroughs
achieved during the dialogues. · As explained above, the macro-political effects of dialogue
projects are notoriously difficult to assess. It is therefore all
the more important to take a closer look at the possible impact of
this work on the meso-social level. One of the key measures of
success here is undoubtedly the degree to which intervenors succeed
in increasing ownership of the dialogue process by the participants
and their respective affinity groups or organizations. Do they
manage to integrate the dialogue events systematically in their
endeavours to clarify perceptions, positions and events, to analyse
options and to explore common ground? Such an objective cannot be met simply by increasing the
participants' level of involvement in the design of the seminars. It
also requires that the dialogue sessions be fleshed out and
complemented with additional opportunities for preliminary and
follow-up activities, for more in-depth treatment of individual
topics, and for skill-building by the participants. Possible
mechanisms through which this could be enabled are local back-up
forums, working groups, and training sessions. Another possible
measure of success is the expansion of the circle of participants,
both in terms of the numbers taking part or the subsequent
replication of similar approaches, especially in terms of movement
closer to the Track 1 level. In practice, the goal is to strike an
appropriate balance between achieving a solid nucleus of people who
will provide new impetus for conflict resolution, and at the same
time continually extending this circle (outreach). · In divided societies and communities traumatized by war,
dialogue projects will sooner or later be confronted with the
question of how their work and the impetus they have provided for
practical measures can be institutionally anchored, in bodies that
will replace the temporary forums set up by the third parties in the
initial phase. Without this kind of institutional anchoring, there
is always a real danger that the initially positive effects of the
dialogue will eventually fizzle out. Institutionalisation of the
dialogue can of course take very different forms, ranging from
semi-governmental inter-ethnic commissions, through joint
task-forces to multi-ethnic NGOs. ·But probably the most important conceptual contribution which the
dialogue-project approach can make to the creation of peace
constituencies or peace alliances is that of generally promoting a
dialogue-based dispute culture. This means that the characteristic
elements of interest-led constructive dialogue described at the
outset should not just be used to positive effect in a handful of
inter-group projects, but should become a basic paradigm of
political culture. It has become a hallmark of many ethno-political
conflicts – the Middle East is a case in point – that real
transformation will only be possible to the extent that a
constructive dialogue takes place among the parties to the conflict.
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